Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Lepera is a financial professional with over 15 years of experience in the financial services industry. Stephen is currently registered with Susquehanna Financial Group, Lllp and previously worked with Pershing LLC, MML Investors Services, LLC, Hornor, Townsend & Kent, Inc., Lincoln Investment and Vanguard Marketing Corporation. Stephen is a Series 6, 7, 24, 63, 66, 87, SIE and 16 licensed professional. Stephen is registered in the state of Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
02/08/2016 - Present
Susquehanna Financial Group, Lllp (BALA CYNWYD PA)
PA
04/14/2015 - 02/01/2016
PERSHING LLC (KING OF PRUSSIA PA)
PA
03/20/2015 - 04/01/2015
MML INVESTORS SERVICES, LLC (HORSHAM PA)
PA
10/08/2013 - 03/17/2015
PERSHING LLC (KING OF PRUSSIA PA)
PA
06/29/2009 - 10/11/2013
HORNOR, TOWNSEND & KENT, INC. (HORSHAM PA)
PA
09/16/2008 - 05/27/2009
LINCOLN INVESTMENT (WYNCOTE PA)
PA
02/07/2007 - 03/24/2008
VANGUARD MARKETING CORPORATION (MALVERN PA)
BOTH
Issued 02/09/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/12/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/21/2017
Series 4 - Registered Options Principal Examination
BC
Issued 04/01/2014
Series 24 - General Securities Principal Examination
BC
Issued 08/02/2023
Series 16 - NYSE Supervisory Analyst Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/12/2016
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 01/28/2010
Series 7 - General Securities Representative Examination
BC
Issued 02/06/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
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