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Stephen William Hinds

W & S Brokerage Services, Inc.

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About Stephen William Hinds

Stephen Hinds is a financial professional with experience in the financial services industry. Stephen is currently registered with W&S Brokerage Services, Inc., where Stephen is licensed to provide investment advisory services to clients in Arizona, California, and Texas. Previously, Stephen worked as a representative with PRUCO SECURITIES, LLC. Stephen is a licensed securities agent in the State of Arizona and is also a licensed investment company products/variable contracts representative. Stephen is committed to providing clients with the highest quality of service and guidance to meet their financial goals.

Firm Information

Stephen Hinds is currently registered with W & S Brokerage Services, Inc.. W&S Brokerage Services, Inc. is a corporation formed in 1974 and headquartered in Cincinnati, Ohio. The firm provides investment advisory services to individuals and is registered with the SEC and in 52 states. With over 85 registered representatives, W&S Brokerage Services, Inc. manages over $122 million in assets for its clients, offering portfolio management services and selection of other advisers.
W & S Brokerage Services, Inc.

400 BROADWAY

CINCINNATI, OH 45202

$122.86M

Assets Under Management

451

Total Clients

434

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Stephen Hinds’s Registration & Firm History

AZ

02/06/2019 - Present

W&S Brokerage Services, Inc. (GILBERT AZ)

MS

06/28/2017 - 11/30/2017

PRUCO SECURITIES, LLC. (Ridgeland MS)

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Licenses & Designations

BC

Issued 02/04/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/28/2023

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 11/30/2017

SIE - Securities Industry Essentials Examination

BC

Issued 06/28/2017

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stephen William Hinds.
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