Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Close is a financial advisor with Concourse Financial Group Securities, Inc. Stephen has over 20 years of experience in the financial industry. Stephen is also a Certified Financial Planner (CFP). Stephen is registered with FINRA and is licensed in 16 states. Prior to joining Concourse Financial Group Securities, Inc., Stephen was a financial advisor with LINCOLN FINANCIAL SECURITIES CORPORATION and LPL FINANCIAL LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NV
09/23/2019 - Present
Concourse Financial Group Securities, Inc. (Las Vegas NV)
NV
06/19/2013 - 09/17/2019
LINCOLN FINANCIAL SECURITIES CORPORATION (Las Vegas NV)
NV
06/14/2005 - 07/02/2013
LPL FINANCIAL LLC (LAS VEGAS NV)
AZ
07/24/2003 - 06/06/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
GA
04/12/2002 - 07/31/2003
WORLD GROUP SECURITIES, INC. (DULUTH GA)
GA
11/20/2000 - 04/12/2002
WMA SECURITIES, INC. (DULUTH GA)
GA
08/27/1999 - 10/04/2000
WMA SECURITIES, INC. (DULUTH GA)
BOTH
Issued 08/19/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/18/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/14/2004
Series 7 - General Securities Representative Examination
BC
Issued 08/25/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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