Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Wiley Murray is a financial advisor in Tampa, Florida with over 35 years of experience in the industry. Stephen currently works for UBS Financial Services Inc. and has previously worked for SMITH BARNEY INC. and LEHMAN BROTHERS INC. Stephen holds licenses for both broker-dealer and investment advisor services, as well as registrations in multiple states. Stephen holds the Series 65, Series 63, Series 3, Series 7, and SIE exams. Stephen is also a member of the board of directors for the Museum of Science and Industry. Stephen specializes in offering a wide range of financial services to individuals, businesses, and institutions. Stephen has significant experience working with a variety of clients including high-net-worth individuals, corporations, pension plans, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
01/28/2003 - Present
UBS Financial Services Inc. (TAMPA FL)
NY
07/31/1993 - 01/27/1995
SMITH BARNEY INC. (NEW YORK NY)
NY
09/26/1986 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 03/23/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/07/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/27/1986
Series 3 - National Commodity Futures Examination
BC
Issued 09/20/1986
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Stephen Murray is the right advisor for you? Invested Better is here to help.
