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Stephen Wikfors

National Financial Services LLC

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About Stephen Wikfors

Stephen Wikfors is a financial advisor who has been working in the financial services industry since 1996. Stephen is currently registered with National Financial Services LLC and has previously been registered with Digital Brokerage Services LLC, J.P. Morgan Clearing Corp., J.P. Morgan Securities LLC, J.P.MORGAN SECURITIES INC. and PaineWebber Incorporated. Stephen holds Series 3, 7, 24, 52, 63, 99TO and SIE licenses.

Firm Information

Stephen Wikfors is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stephen Wikfors’s Registration & Firm History

NJ

12/21/2015 - Present

National Financial Services LLC (JERSEY CITY NJ)

NJ

03/31/2021 - 04/19/2022

DIGITAL BROKERAGE SERVICES LLC (JERSEY CITY NJ)

NY

01/19/1999 - 12/09/2015

J.P. MORGAN CLEARING CORP. (NEW YORK NY)

NY

04/08/2014 - 04/18/2014

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

NY

01/19/1999 - 12/31/2008

J.P.MORGAN SECURITIES INC. (NEW YORK NY)

NJ

03/18/1997 - 01/04/1999

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

MI

10/20/1995 - 07/17/1996

OLDE DISCOUNT CORPORATION (DETROIT MI)

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Licenses & Designations

BC

Issued 10/27/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/29/2007

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/16/1997

Series 3 - National Commodity Futures Examination

BC

Issued 03/12/1996

Series 7 - General Securities Representative Examination

BC

Issued 10/19/1995

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Stephen Wikfors.
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