Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Wendell Stana is an Investment Advisor Representative with UBS Financial Services Inc. Stephen has been in the financial services industry since March 24, 1976. Stephen currently works out of the UBS Financial Services Inc. branch office in Atlanta, Georgia. Stephen also has branch office experience in Carrollton, Georgia. Stephen was previously registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED and MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.. Stephen is licensed to provide investment advice in California, District of Columbia, Florida, Georgia, Nevada, North Carolina, and South Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
GA
03/05/2003 - Present
UBS Financial Services Inc. (ATLANTA GA)
NY
09/26/1978 - 01/16/1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
03/25/1976 - 09/26/1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
IA
Issued 10/26/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/12/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/30/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 09/08/1977
PC - AMEX Put and Call Exam
BC
Issued 03/20/1976
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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