Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Zimmerman is a financial advisor at Stifel, Nicolaus & Company, Inc. Stephen has over 20 years of experience in the financial services industry. Stephen has a broad range of experience in providing investment advice to individual and institutional clients. Stephen holds the Series 7, 62, 63, and 79 licenses, as well as the SIE. Stephen has been registered with the Securities and Exchange Commission (SEC) since 2005.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MO
01/01/2011 - Present
Stifel, Nicolaus & Company, Inc. (ST. LOUIS MO)
MO
10/11/2005 - 12/04/2007
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
MO
08/13/1998 - 07/11/2001
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
BC
Issued 02/27/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/29/2010
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 10/10/2005
Series 7 - General Securities Representative Examination
BC
Issued 07/10/1998
Series 62 - Corporate Securities Limited Representative Examination
Active
Inactive
F
FINRA
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