Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Wayne Park is a financial advisor currently working with First Citizens Investor Services, Inc. Stephen has been in the securities industry since 2005 and holds a Series 6, 7, 24, 26, 63, and 65. Stephen previously worked with Merrill Lynch, Pierce, Fenner & Smith Incorporated and BANC of America Investment Services, Inc. Stephen has his primary office located in Charlotte, North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
03/09/2022 - Present
First Citizens Investor Services, Inc. (CHARLOTTE NC)
NC
10/23/2009 - 01/21/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)
NC
09/29/2008 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (CHARLOTTE NC)
MA
12/09/2004 - 04/28/2005
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
MA
06/21/2000 - 01/30/2003
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
IA
Issued 03/09/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/24/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/22/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/21/2008
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/10/2010
Series 7 - General Securities Representative Examination
BC
Issued 09/25/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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