Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Newton has been working in the financial services industry since April 2, 1999. Stephen is currently registered with LPL Financial LLC. Stephen provides financial advice to individuals, corporations, and other business entities. Stephen has also worked at PFS Investments Inc. Stephen holds both Series 6 and Series 63 licenses and has completed the SIE exam. Stephen also holds a Series 26 license. Stephen is a registered investment advisor in Texas, California, Colorado, Georgia, Louisiana, New Hampshire, New York, and Oklahoma.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
09/22/2023 - Present
LPL Financial LLC (BELLS TX)
TX
05/15/2002 - 09/26/2023
PFS INVESTMENTS INC. (ALLEN TX)
GA
02/27/1999 - 12/31/2000
PFS INVESTMENTS INC. (DULUTH GA)
GA
09/24/1997 - 12/31/1998
PFS INVESTMENTS INC. (DULUTH GA)
IA
Issued 08/14/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/23/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/07/2004
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/22/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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