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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Wayne Johnson is a financial advisor associated with Raymond James Financial Services Advisors, Inc. in Draper, UT. Stephen Wayne Johnson has been in the securities industry since July 2, 1980. Stephen Wayne Johnson has passed the Series 63, 65, 7, 1, 24, and 52TO exams. Stephen Wayne Johnson is registered with 33 states and 2 IA states. Stephen Wayne Johnson is also a board member for Johnson Investment Advisory Services, LC. Stephen Wayne Johnson is an advisor who provides financial planning, pension consulting, educational seminars, and portfolio management services to individuals, corporations, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
UT
01/02/2009 - Present
Raymond James Financial Services Advisors, Inc. (Draper UT)
NY
01/25/1988 - 11/12/1990
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
02/15/1988 - 03/04/1988
SHEARSON LEHMAN HUTTON INC.
NA
07/03/1980 - 02/15/1988
E. F. HUTTON & COMPANY INC
IA
Issued 05/04/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/24/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/10/1994
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/25/1991
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/1981
Series 7 - General Securities Representative Examination
BC
Issued 06/27/1980
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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