Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Gaskins is an investment advisor representative with Independent Advisor Alliance, LLC. He is registered with the state of North Carolina and has been in the industry for over 20 years. He is a Certified Financial Planner with experience in providing financial planning and investment advice to a wide range of clients, including individuals, families, corporations, and charitable organizations. Stephen is dedicated to helping clients achieve their financial goals. He is also registered with the state of South Carolina and Texas as a registered investment advisor representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
12/15/2020 - Present
Independent Advisor Alliance, LLC (Wilmington NC)
NC
04/07/2015 - 07/12/2016
INTERCAROLINA FINANCIAL SERVICES, INC. (GREENSBORO NC)
NC
10/23/2009 - 04/13/2015
COMPREHENSIVE ASSET MANAGEMENT AND SERVICING, INC. (WILMINGTON NC)
NC
01/28/2005 - 10/23/2009
INTERCAROLINA FINANCIAL SERVICES, INC. (GREENSBORO NC)
NY
05/25/2000 - 02/15/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 06/30/2000
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/26/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/24/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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