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Stephen Wayne Crook

Kestra Investment Services, LLC

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About Stephen Wayne Crook

Stephen Crook is a financial professional who has been in the industry since 1990. He is currently registered with Kestra Investment Services, LLC. Previously Stephen Crook was registered with The Leaders Group, Inc., Marsh Insurance & Investments Corporation, Marsh & McLennan Securities Corporation, Sedgwick Investments, Inc., Northwestern Mutual Investment Services, Inc., Pruco Securities Corporation, and The Prudential Insurance Company of America. Stephen Crook holds the Series 6 and SIE licenses and is registered in Georgia and Texas.

Firm Information

Stephen Crook is currently registered with Kestra Investment Services, LLC. Kestra Investment Services, LLC is a Limited Liability Company formed in September 2014 and is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 14 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

302

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stephen Crook’s Registration & Firm History

GA

09/27/2004 - Present

Kestra Investment Services, LLC (KENNESAW GA)

CO

06/25/2002 - 08/31/2004

THE LEADERS GROUP, INC. (LITTLETON CO)

NY

12/30/2000 - 06/21/2002

MARSH INSURANCE & INVESTMENTS CORPORATION (NEW YORK NY)

NY

06/22/1999 - 12/30/2000

MARSH & MCLENNAN SECURITIES CORPORATION (NEW YORK NY)

DC

05/01/1998 - 06/22/1999

SEDGWICK INVESTMENTS, INC. (WASHINGTON DC)

WI

07/26/1995 - 02/06/1998

NORTHWESTERN MUTUAL INVESTMENT SERVICES, INC. (MILWAUKEE WI)

NJ

09/06/1989 - 06/06/1995

PRUCO SECURITIES CORPORATION (NEWARK NJ)

NJ

09/06/1989 - 12/10/1993

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)

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Licenses & Designations

BC

Issued 08/04/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/05/1989

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stephen Wayne Crook.
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