Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Wayne Chaires is a registered representative with Academy Securities, Inc. Stephen has been in the securities industry since September 6, 2002. Stephen has held prior roles at Carolina Capital Markets, Inc.. Stephen has a Series 7, Series 24, Series 27, Series 52TO, Series 53, Series 79TO, and Series 99TO license. Stephen is registered in Illinois, New Mexico, New York, and North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
07/03/2014 - Present
Academy Securities, Inc. (Chapel Hill NC)
NC
09/06/2002 - 11/18/2014
CAROLINA CAPITAL MARKETS, INC. (CHAPEL HILL NC)
BC
Issued 06/27/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/05/2015
Series 24 - General Securities Principal Examination
BC
Issued 06/21/2014
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/24/2005
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/05/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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