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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Bowman is a financial advisor with LPL Financial LLC. Stephen has been in the industry since 2001 and is registered to provide investment advice in Colorado, Florida, Indiana, Massachusetts, Minnesota, Montana, New York, North Carolina, North Dakota, and Wisconsin. Stephen has a Series 7, Series 63, and Series 65 license and holds a Certified Financial Planner designation. Stephen has experience with a variety of client types, including individuals, businesses, corporations, and pension plans. Stephen's firm, LPL Financial LLC, is a large firm with over $50 billion in assets under management. Stephen is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WI
05/30/2014 - Present
LPL Financial LLC (RICE LAKE WI)
WI
02/10/2003 - 06/06/2014
VALMARK SECURITIES, INC. (RICE LAKE WI)
CA
09/07/2001 - 03/05/2003
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
IA
Issued 10/09/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/10/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/06/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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