Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Warren Murray is a financial advisor with over 30 years of experience in the financial services industry. Stephen is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Stephen has held previous positions with several other firms including Ameriprise Financial Services, Inc., CIBC World Markets Corp., Chapdelaine Corporate Securities & Co, Electronic Trading Group, LLC, Liberty Brokerage Inc., Cantor Fitzgerald Securities, and Clifford Drake & Company Inc. Stephen has a broad range of experience and has passed numerous exams, including the Series 7, Series 31, Series 55, Series 57TO, and the SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
06/23/2010 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (RIVERHEAD NY)
NY
05/19/2006 - 06/26/2006
AMERIPRISE FINANCIAL SERVICES, INC. (NEW YORK NY)
NY
12/08/2004 - 09/26/2005
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
03/25/2002 - 12/08/2004
CHAPDELAINE CORPORATE SECURITIES & CO (NEW YORK NY)
NY
03/28/2001 - 03/14/2002
ELECTRONIC TRADING GROUP, LLC (NEW YORK NY)
NJ
07/18/1994 - 09/08/1997
LIBERTY BROKERAGE INC. (JERSEY CITY NJ)
NY
08/22/1991 - 08/01/1994
CANTOR FITZGERALD SECURITIES (NEW YORK NY)
NJ
05/11/1988 - 04/24/1991
LIBERTY BROKERAGE INC. (JERSEY CITY NJ)
NY
04/29/1987 - 10/16/1987
CLIFFORD DRAKE & COMPANY INC. (NEW YORK NY)
BOTH
Issued 10/05/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/13/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/11/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 04/09/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/27/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Stephen Murray is the right advisor for you? Invested Better is here to help.
