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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Chaffin is an investment advisor representative with MAI Capital Management, LLC. Stephen has been in the industry for over 40 years and has experience with a variety of financial products and services. Stephen has a strong focus on providing clients with personalized financial advice and investment strategies. Stephen's experience includes time at Securities America, Inc., Royal Alliance Associates, Inc., Dean Witter Reynolds Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Stephen is registered to provide investment advice in Arkansas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Due diligence/research
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Percentage of non-investment income
1
2
AR
01/04/2021 - Present
MAI Capital Management, LLC (Little Rock AR)
NA
02/13/1995 - 02/28/1995
SECURITIES AMERICA, INC.
NA
01/04/1993 - 02/23/1993
ROYAL ALLIANCE ASSOCIATES, INC.
NA
03/03/1988 - 11/28/1990
DEAN WITTER REYNOLDS INC.
NA
07/02/1982 - 03/08/1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IA
Issued 02/12/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/16/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/27/1986
Series 15 - Foreign Currency Options Examination
BC
Issued 12/04/1985
Series 5 - Interest Rate Options Examination
BC
Issued 05/10/1984
Series 3 - National Commodity Futures Examination
BC
Issued 06/19/1982
Series 7 - General Securities Representative Examination
Active
Inactive
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