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Stephen Walter Scott

Bailey & Co. Securities, LLC

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About Stephen Walter Scott

Stephen Walter Scott is a financial advisor at Bailey & Co. Securities, LLC. Stephen has been in the financial industry since 2002 and holds a Series 7, Series 24, Series 63 and Series 79TO license. Stephen is registered in 7 states including California, Colorado, Maryland, Massachusetts, Nevada, Tennessee, and Washington. Stephen previously worked at Stillpoint Capital, LLC, Avondale Partners, LLC, Stephens, and Jefferies & Company, Inc.

Firm Information

Stephen Scott is currently registered with Bailey & Co. Securities, LLC. Bailey & Co. Securities, LLC is a Limited Liability Company formed in April 2019. The firm is registered with the SEC and in 18 states, including California, Colorado, Connecticut, Florida, Illinois, Kansas, Maryland, Massachusetts, Michigan, Nevada, New Jersey, New York, North Carolina, Pennsylvania, South Dakota, Tennessee, Virginia, and Washington.

Not reported

Assets Under Management

Not reported

Total Clients

16

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stephen Scott’s Registration & Firm History

TN

11/27/2019 - Present

Bailey & Co. Securities, LLC (Brentwood TN)

FL

10/21/2016 - 01/02/2020

STILLPOINT CAPITAL, LLC (TAMPA FL)

TN

02/04/2015 - 10/03/2016

AVONDALE PARTNERS, LLC (NASHVILLE TN)

TN

03/19/2007 - 01/28/2015

STEPHENS (NASHVILLE TN)

TN

06/06/2002 - 02/28/2007

JEFFERIES & COMPANY, INC. (NASHVILLE TN)

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Licenses & Designations

BC

Issued 05/08/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/05/2020

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/05/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stephen Walter Scott.
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