Unclaimed
Stephen Stanko is a financial advisor who has been in the industry since 2007. Stephen is currently registered with Vanguard Marketing Corp. in Charlotte, NC. Stephen is licensed to sell securities in North Carolina, Pennsylvania and South Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
02/05/2007 - Present
Vanguard Marketing Corp. (CHARLOTTE NC)
IA
Issued 10/19/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/14/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/06/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/23/2012
Series 7 - General Securities Representative Examination
BC
Issued 02/02/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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