Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Rogers is a financial professional licensed to provide securities advice in the United States. Stephen is currently affiliated with Fidelity Brokerage Services LLC. Stephen has been providing securities advice for over 3 years and has passed the SIE, Series 7, Series 9, Series 10, and Series 63 exams. Stephen is registered with the Financial Industry Regulatory Authority (FINRA) and with each of the states where he provides securities advice. Stephen's primary branch office is located in Greenwood Village, Colorado. Stephen is also located in Aurora, Colorado.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CO
10/01/2020 - Present
Fidelity Brokerage Services LLC (AURORA CO)
BC
Issued 10/08/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/22/2024
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/29/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2020
Series 7TO - General Securities Representative Examination
BC
Issued 09/24/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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