Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Vincent Murphy has been in the financial industry since May 1995 and is currently registered with American Fundstars and DAVY SECURITIES. Stephen has a wide range of experience and expertise in financial markets and offers a variety of investment advisory services to his clients. Stephen has been active in the industry since 1995, holding a variety of roles and positions at firms such as R.W.PRESSPRICH & CO., IDX MARKETS, LLC and NORTH BRIDGE CAPITAL, LLC. Stephen holds several industry licenses and has passed a number of exams, including the Uniform Combined State Law Examination, Uniform Investment Adviser Law Examination, and the Uniform Securities Agent State Law Examination, among others. Stephen specializes in offering investment advisory services in the areas of portfolio management for individuals, businesses and pooled investment vehicles, as well as selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
CA
05/08/2024 - Present
American Fundstars (NEWPORT BEACH CA)
NY
03/24/2017 - 07/22/2022
R.W.PRESSPRICH & CO. (NEW YORK NY)
NY
11/18/2016 - 04/04/2018
IDX MARKETS, LLC (NEW YORK NY)
FL
01/26/2018 - 02/01/2018
NORTH BRIDGE CAPITAL, LLC (VERO BEACH FL)
NY
02/05/2016 - 08/16/2017
BMI CAPITAL INTERNATIONAL LLC (New York NY)
TX
10/07/2015 - 12/28/2015
ARETE RESEARCH LLC (DALLAS TX)
NY
08/03/2009 - 12/04/2014
SPREADZERO LLC (NEW YORK NY)
NY
09/15/2009 - 05/10/2010
TRADINGSCREEN BROKERAGE SERVICES LLC (NEW YORK NY)
VT
01/21/2009 - 07/20/2009
KABRIK TRADING LLC (MANCHESTER CENTER VT)
VT
03/12/2007 - 01/13/2009
BATTENKILL CAPITAL, INC. (MANCHESTER CENTER VT)
NY
12/29/2004 - 03/12/2007
B & B SECURITIES, INC. (NEW YORK NY)
NY
03/21/2001 - 09/05/2003
INSTITUTIONAL DIRECT INC. (NEW YORK NY)
NY
03/30/2000 - 07/27/2000
BREAN MURRAY & CO., INC. (NEW YORK NY)
NY
11/15/1994 - 03/30/2000
J.C. BRADFORD & CO. (NEW YORK NY)
NY
12/03/1992 - 01/26/1995
SPEAR, LEEDS & KELLOGG (NEW YORK NY)
NY
06/24/1992 - 11/11/1992
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 04/11/2023
Series 66 - Uniform Combined State Law Examination
IA
Issued 11/07/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/24/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/20/2019
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/26/2008
Series 4 - Registered Options Principal Examination
BC
Issued 02/16/2006
Series 14 - Compliance Officer Examination
BC
Issued 10/09/2002
Series 24 - General Securities Principal Examination
BC
Issued 08/19/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 02/05/1994
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 09/03/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/30/2018
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 12/18/2007
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 04/13/2007
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/22/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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