Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Gaudino is a financial advisor with over 30 years of experience in the financial services industry. Stephen is registered with LPL Financial LLC and holds a series of licenses including Series 6, 22, 62, and 63. He is also a Certified Financial Planner (CFP). Stephen has worked with a variety of clients throughout his career, including individuals, families, and businesses. He is passionate about helping his clients achieve their financial goals, and he is committed to providing them with the highest quality of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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NY
02/14/2018 - Present
LPL Financial LLC (ROCHESTER NY)
NY
11/15/2013 - 02/14/2018
INVEST FINANCIAL CORPORATION (ROCHESTER NY)
NY
11/15/2002 - 11/18/2013
NEXT FINANCIAL GROUP, INC. (ROCHESTER NY)
PA
12/21/1992 - 11/15/2002
BRYN MAWR SECURITIES INC. (KING OF PRUSSIA PA)
BC
Issued 11/25/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/14/2008
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 10/24/2003
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 11/25/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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