Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Viets has been in the financial services industry since March 1982 and is currently registered with Wells Fargo Advisors Financial Network, LLC. Stephen is a registered investment advisor in Nevada and Texas. Stephen holds licenses Series 3, 5, 7, 8, 9, 10, 15, 24, 63 and 65. Stephen's current registrations are through Wells Fargo Advisors Financial Network, LLC, and past registrations include Wells Fargo Clearing Services, LLC, Prudential Securities Incorporated and Paine Webber Incorporated. Stephen provides investment advice and portfolio management services to individuals, corporations, charitable organizations, pension and profit-sharing plans, and insurance companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NV
11/17/2023 - Present
Wells Fargo Advisors Financial Network, LLC (RENO NV)
NV
02/28/2000 - 11/17/2023
WELLS FARGO CLEARING SERVICES, LLC (HENDERSON NV)
NY
01/13/1987 - 03/03/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
03/02/1982 - 02/10/1987
PAINEWEBBER INCORPORATED
IA
Issued 03/09/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/12/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/06/2013
Series 24 - General Securities Principal Examination
BC
Issued 09/28/1987
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/15/1991
Series 15 - Foreign Currency Options Examination
BC
Issued 03/04/1991
Series 5 - Interest Rate Options Examination
BC
Issued 01/06/1986
Series 3 - National Commodity Futures Examination
BC
Issued 02/20/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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