Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Kantor is a financial advisor with Transamerica Capital, Inc. based in Denver, Colorado. Stephen has been working in the financial services industry since 2006 and has a strong background in investment products and variable contracts. He holds Series 6, 26 and 63 licenses and is registered with the state of Colorado. Stephen is dedicated to providing personalized financial advice and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
05/13/2020 - Present
Transamerica Capital, Inc. (DENVER CO)
CO
11/04/2004 - 06/01/2018
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (CENTENNIAL CO)
BC
Issued 06/25/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/10/2008
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 06/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/03/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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