Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Van dyke is a registered representative with MM Ascend Life Investor Services, LLC. Stephen has been in the financial services industry since January 23, 2014 and has a Series 6, 7, 63, and 66 license. Stephen's firm maintains registration, but does not serve clients. Stephen's previous experience includes roles with Great American Insurance Group Annuity Group and Great American Advisors, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Maintaining registration but not actively providing advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Maintaining registration but not serving clients
1
2
OH
08/25/2017 - Present
MM Ascend Life Investor Services, LLC (CINCINNATI OH)
BOTH
Issued 08/25/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/15/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/28/2016
Series 7 - General Securities Representative Examination
BC
Issued 01/24/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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