Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Vail Smith is a financial advisor with over 18 years of experience. Stephen is currently registered with Edward Jones, a brokerage firm with over $800 billion in assets under management. Stephen has a strong track record of helping individuals and families achieve their financial goals. Stephen is committed to providing his clients with personalized financial advice and guidance. Stephen has been a financial advisor since 2004. Stephen has Series 7 and Series 66 licenses and has passed the SIE exam. Stephen specializes in working with high-net-worth individuals, families, businesses, and retirement plans. Stephen offers a variety of financial services, including financial planning, portfolio management, and retirement planning. Stephen is dedicated to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
VA
02/13/2007 - Present
Edward Jones (CHESTER VA)
BOTH
Issued 01/31/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/02/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/29/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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