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Stephen Tyler Burnham

Regiment Securities, LLC

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About Stephen Tyler Burnham

Stephen Burnham is a financial advisor with Regiment Securities, LLC. Stephen has been in the industry since 2003 and is licensed to provide financial advice in multiple states. Stephen holds the Series 3, 7, 24, 55, 57TO, 63, 66, 79, and 99TO licenses. Stephen has previously worked at Marco Polo Securities Inc. and Edelweiss Financial Services Inc.

Firm Information

Stephen Burnham is currently registered with Regiment Securities, LLC. Regiment Securities, LLC is a Limited Liability Company formed on September 21, 2020. The firm is registered with the SEC and in 31 states.

Not reported

Assets Under Management

Not reported

Total Clients

28

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stephen Burnham’s Registration & Firm History

MA

07/16/2021 - Present

Regiment Securities, LLC (Newton MA)

NY

02/24/2015 - 08/13/2021

EDELWEISS FINANCIAL SERVICES INC. (NEW YORK NY)

NY

06/09/2003 - 10/31/2014

MARCO POLO SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/15/2021

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 02/02/2018

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/29/2013

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/25/2016

Series 3 - National Commodity Futures Examination

BC

Issued 10/03/2014

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 07/28/2014

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 06/06/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stephen Tyler Burnham.
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