Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Tvardek is a financial advisor with UBS Financial Services Inc. Stephen has been in the financial industry since 2012. Stephen has worked at several firms including Hold Brothers Capital LLC, Morgan Stanley and WTS Proprietary Trading Group LLC. Stephen has passed the Securities Industry Essentials Examination, Series 7 General Securities Representative Examination, Limited Representative-Equity Trader Exam, and Securities Trader Exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
04/12/2023 - Present
UBS Financial Services Inc. (WEEHAWKEN NJ)
NY
01/29/2022 - 08/29/2022
HOLD BROTHERS CAPITAL LLC (NEW YORK NY)
NY
12/06/2016 - 02/12/2020
MORGAN STANLEY (PURCHASE NY)
NY
04/08/2014 - 12/07/2016
MORGAN STANLEY & CO. LLC (NEW YORK NY)
NY
08/21/2013 - 01/31/2014
WTS PROPRIETARY TRADING GROUP LLC (NEW YORK NY)
NJ
02/21/2003 - 08/24/2006
HOLD BROTHERS ON-LINE INVESTMENT SERVICES L.L.C. (JERSEY CITY NJ)
BC
Issued 03/04/2022
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/18/2013
Series 7 - General Securities Representative Examination
BC
Issued 04/11/2003
Series 55 - Limited Representative-Equity Trader Exam
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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