Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Trudeau is a financial professional with over 30 years of experience in the industry. Stephen is currently registered with Fidelity Brokerage Services LLC and National Financial Services LLC. Stephen has held several positions at various firms during their career. Stephen holds a variety of licenses and certifications, including Series 6, 7, 24, 55, 62, and 63.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
01/18/2023 - Present
Fidelity Brokerage Services LLC (JERSEY CITY NJ)
NY
06/25/2003 - 08/12/2005
CORRESPONDENT SERVICES CORPORATION (NEW YORK NY)
NJ
05/28/1998 - 07/01/2003
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NJ
06/02/1997 - 05/06/1998
DLJDIRECT INC. (JERSEY CITY NJ)
NJ
09/21/1995 - 06/02/1997
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NY
10/05/1994 - 05/01/1995
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NJ
01/20/1993 - 10/21/1994
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
05/13/1991 - 01/01/1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
10/13/1989 - 12/21/1990
THE DREYFUS SERVICE CORPORATION (NEW YORK NY)
BC
Issued 08/25/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/21/1997
Series 24 - General Securities Principal Examination
BC
Issued 12/02/1996
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/2003
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/10/1991
Series 7 - General Securities Representative Examination
BC
Issued 08/17/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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