Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Mullin is a financial advisor with over 20 years of experience in the industry. Stephen is currently registered with Voya Financial Advisors, Inc. and Voya Financial Partners, LLC. Stephen has a diverse background, having previously worked with a variety of firms including SLD AMERICA EQUITIES, INC., DIRECTED SERVICES LLC, VOYA RETIREMENT ADVISORS, LLC, SYSTEMATIZED BENEFITS ADMINISTRATORS, INC., HARTFORD SECURITIES DISTRIBUTION COMPANY, INC., HARTFORD EQUITY SALES COMPANY INC., HARTFORD INVESTMENT FINANCIAL SERVICES, LLC, METLIFE SECURITIES INC., NEW ENGLAND SECURITIES, TOWER SQUARE SECURITIES, INC., WALNUT STREET SECURITIES, INC., METLIFE INVESTORS DISTRIBUTION COMPANY, MLI DISTRIBUTION LLC, TRAVELERS DISTRIBUTION LLC and HARTFORD EQUITY SALES COMPANY INC. Stephen is committed to providing his clients with personalized financial advice and guidance, and he specializes in financial planning, portfolio management for individuals and businesses, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CT
05/21/2014 - Present
Voya Financial Advisors, Inc. (WINDSOR CT)
CT
11/27/2012 - 12/31/2020
SLD AMERICA EQUITIES, INC. (WINDSOR CT)
CT
11/27/2012 - 06/27/2018
DIRECTED SERVICES LLC (WINDSOR CT)
CT
11/27/2012 - 10/03/2016
VOYA RETIREMENT ADVISORS, LLC (WINDSOR CT)
CT
11/27/2012 - 02/08/2014
SYSTEMATIZED BENEFITS ADMINISTRATORS, INC. (WINDSOR CT)
CT
11/15/2010 - 10/25/2012
HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. (HARTFORD CT)
CT
11/18/2010 - 09/21/2012
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
PA
11/18/2010 - 09/21/2012
HARTFORD INVESTMENT FINANCIAL SERVICES, LLC (WAYNE PA)
MA
07/06/2009 - 11/04/2010
METLIFE SECURITIES INC. (SPRINGFIELD MA)
CT
07/06/2009 - 11/04/2010
NEW ENGLAND SECURITIES (BLOOMFIELD CT)
CA
07/11/2006 - 11/04/2010
TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)
CA
07/11/2006 - 11/04/2010
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
CT
07/28/2005 - 11/04/2010
METLIFE INVESTORS DISTRIBUTION COMPANY (BLOOMFIELD CT)
NY
07/11/2006 - 07/25/2008
NEW ENGLAND SECURITIES (NEW YORK NY)
CT
08/02/2005 - 12/12/2006
MLI DISTRIBUTION LLC (HARTFORD CT)
CT
06/04/2003 - 05/12/2005
TRAVELERS DISTRIBUTION LLC (HARTFORD CT)
CA
05/21/2003 - 04/14/2005
TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)
CT
01/05/1999 - 04/25/2003
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
BC
Issued 12/14/2001
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/04/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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