Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Walker is a financial advisor with over 30 years of experience in the industry. Stephen is currently registered with Vanderbilt Advisory Services and has previously worked at a number of other well-known financial firms including Kingswood Capital Partners, LLC, Aegis Capital Corp, RBC Capital Markets, LLC and Oppenheimer & Co. Inc. Stephen has a wide range of experience and expertise in portfolio management for both individuals and businesses, as well as financial planning. Stephen is committed to providing his clients with personalized financial advice and strategies to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
04/15/2024 - Present
Vanderbilt Advisory Services (WOODBURY NY)
NY
02/29/2024 - 04/03/2024
KINGSWOOD CAPITAL PARTNERS, LLC (New York NY)
NY
07/14/2020 - 03/28/2024
AEGIS CAPITAL CORP. (NEW YORK NY)
PA
03/18/2015 - 06/03/2020
RBC CAPITAL MARKETS, LLC (Philadelphia PA)
PA
10/01/2010 - 04/07/2015
OPPENHEIMER & CO. INC. (PHILADELPHIA PA)
PA
06/01/2009 - 05/27/2010
MORGAN STANLEY SMITH BARNEY (PHILADELPHIA PA)
PA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (PHILADELPHIA PA)
PA
03/19/2001 - 04/02/2007
MORGAN STANLEY DW INC. (PHILADELPHIA PA)
NY
01/13/2001 - 03/27/2001
DEUTSCHE BANC ALEX. BROWN INC. (NEW YORK NY)
MD
09/01/1997 - 01/13/2001
DB ALEX. BROWN LLC (BALTIMORE MD)
NA
07/27/1993 - 09/01/1997
ALEX. BROWN & SONS INCORPORATED
IA
Issued 03/18/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/02/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 07/26/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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