Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Timothy Falzone is a financial advisor registered with Raymond James & Associates, Inc.. Stephen Timothy Falzone has been in the financial services industry since 1994. Stephen Timothy Falzone is licensed to provide financial advice in Arizona, Florida, Massachusetts, Michigan, Missouri, Ohio, Texas and Washington. Stephen Timothy Falzone is also registered with the State of Florida as an Investment Advisor Representative. In addition to his current role with Raymond James & Associates, Inc., Stephen Timothy Falzone has previously worked for Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
09/27/2010 - Present
Raymond James & Associates, Inc. (WYANDOTTE MI)
MI
06/01/2009 - 09/14/2010
MORGAN STANLEY SMITH BARNEY (ANN ARBOR MI)
MI
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (LIVONIA MI)
MI
02/27/2004 - 04/02/2007
MORGAN STANLEY DW INC. (WYANDOTTE MI)
NY
11/10/1994 - 03/09/2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 12/16/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/25/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/24/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/22/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/07/2009
Series 3 - National Commodity Futures Examination
BC
Issued 01/14/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 11/09/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Stephen Falzone is the right advisor for you? Invested Better is here to help.
