Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Zepeda is a financial advisor at Citigroup Global Markets Inc. based in Tampa, Florida. Stephen has over 30 years of experience in the financial industry. Stephen offers a wide range of services including financial planning, asset allocation advice, and portfolio management for businesses and individuals. Stephen has a strong track record of success in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
11/08/2018 - Present
Citigroup Global Markets Inc. (San Antonio TX)
TX
09/19/2017 - 06/11/2018
FROST BROKERAGE SERVICES, INC. (SAN ANTONIO TX)
TX
12/24/2014 - 09/07/2017
USAA FINANCIAL ADVISORS, INC. (SAN ANTONIO TX)
TX
12/24/2014 - 09/07/2017
USAA INVESTMENT MANAGEMENT COMPANY (SAN ANTONIO TX)
TX
01/29/2008 - 12/16/2014
FROST BROKERAGE SERVICES, INC. (SAN ANTONIO TX)
TX
05/29/2007 - 08/09/2007
CITIGROUP GLOBAL MARKETS INC. (SAN ANTONIO TX)
TX
10/27/1993 - 05/29/2007
CITICORP INVESTMENT SERVICES (SAN ANTONIO TX)
IA
Issued 11/07/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/24/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/16/2014
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/17/2012
Series 24 - General Securities Principal Examination
BC
Issued 02/11/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 07/05/2024
Series 31 - Futures Managed Funds Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/26/1993
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
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Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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