Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Whitfield is a financial advisor registered with Raymond James & Associates, Inc. Stephen has been in the industry since October 1988 and has been registered in Virginia since March 2014. Stephen has a broad range of experience, including working with individuals, businesses, retirement plans, and charitable organizations. Stephen is also a registered investment advisor and is registered in Virginia and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
VA
03/05/2014 - Present
Raymond James & Associates, Inc. (VIRGINIA BEACH VA)
VA
06/15/2002 - 03/06/2014
WELLS FARGO ADVISORS, LLC (NORFOLK VA)
NC
11/14/1997 - 06/15/2002
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
NC
03/08/1989 - 11/24/1997
WHEAT, FIRST SECURITIES, INC. (CHARLOTTE NC)
NA
07/20/1988 - 11/26/1988
F.N. WOLF & CO., INC.
IA
Issued 12/18/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/01/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/29/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/22/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Stephen Whitfield is the right advisor for you? Invested Better is here to help.
