Unclaimed
Stephen Sullivan is a financial advisor with Osaic Wealth, Inc. Stephen has been in the industry since 1992 and has a broad range of experience serving individuals, families, and businesses. Stephen offers financial planning, investment management, and retirement planning services. Stephen holds Series 6, 63, and 65 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
04/26/2021 - Present
Osaic Wealth, Inc. (MELVILLE NY)
NY
12/08/2005 - 11/02/2018
SIGNATOR INVESTORS, INC. (MELVILLE NY)
NY
06/01/2005 - 12/06/2005
AXA ADVISORS, LLC (NEW YORK NY)
NY
05/18/1992 - 06/01/2005
MONY SECURITIES CORPORATION (NEW YORK NY)
IA
Issued 06/23/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/22/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/15/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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