Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Thomas Snow is a financial advisor with over 30 years of experience in the financial services industry. Stephen is currently registered with Osaic Institutions, Inc., an investment advisor headquartered in Meriden, CT. Prior to joining Osaic Institutions, Inc., Stephen was registered with WELLS FARGO CLEARING SERVICES, LLC. Stephen has experience in financial planning, portfolio management and selection of other advisors. Stephen holds the Series 7, Series 63 and Series 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Solicitation services for other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
10/01/2020 - Present
Osaic Institutions, Inc. (Raleigh NC)
NC
11/08/2013 - 10/06/2020
WELLS FARGO CLEARING SERVICES, LLC (KNIGHTDALE NC)
NC
04/16/1998 - 11/11/2013
FIRST CITIZENS INVESTOR SERVICES, INC. (LOUISBURG NC)
NC
01/27/1994 - 07/29/1998
UVEST INVESTMENT SERVICES (CHARLOTTE NC)
NY
07/13/1992 - 01/31/1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 09/01/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/30/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/10/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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