Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Scandura is an investment banking professional with over 17 years of experience in the financial services industry. Stephen is currently a Registered Representative at Intrepid Investment Bankers LLC and holds the Series 7, 24, 53, 63, and 79 licenses. He has previously worked as a registered representative for several other prominent financial institutions, including Mufg Securities Americas Inc., Deutsche Bank Securities Inc., RBC Capital Markets Arbitrage, S.A., RBC Capital Markets, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and NYLIFE Securities Inc. Stephen has demonstrated expertise in a range of areas, including investment banking, municipal securities, and commodities. He has a deep understanding of the financial markets and a proven track record of success in advising clients on their investment strategies. Stephen is committed to providing his clients with personalized and comprehensive financial solutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
11/04/2022 - Present
Intrepid Investment Bankers LLC (New York NY)
NY
06/28/2012 - 09/14/2015
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
02/08/2012 - 06/14/2012
RBC CAPITAL MARKETS ARBITRAGE, S.A. (NEW YORK NY)
NY
08/19/2008 - 06/14/2012
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
NY
09/08/2006 - 08/19/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
11/03/2005 - 08/01/2006
NYLIFE SECURITIES INC. (NEW YORK NY)
MA
01/28/2005 - 10/05/2005
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
IA
Issued 07/29/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/07/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/13/2008
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/15/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/26/2013
Series 3 - National Commodity Futures Examination
BC
Issued 01/27/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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