Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Salemy is an active broker with BNP Paribas Securities Corp., a firm with a wide range of financial services. Stephen has been in the industry since 2004 and holds a variety of licenses and certifications. Stephen has a strong background in the securities industry, having worked at several prominent firms including J.P. Morgan Securities Inc. and Rafferty Capital Markets, LLC. Stephen's commitment to client satisfaction and expertise in the financial markets makes him a valuable asset to both clients and firms.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/12/2013 - Present
BNP Paribas Securities Corp. (NEW YORK NY)
NY
10/28/2010 - 12/04/2012
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
05/05/2010 - 10/19/2010
RAFFERTY CAPITAL MARKETS, LLC (NEW YORK NY)
NY
12/08/1993 - 02/04/2000
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BC
Issued 06/15/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/31/2010
Series 24 - General Securities Principal Examination
BC
Issued 03/19/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 12/17/1997
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/18/2015
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/01/2010
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 06/28/2010
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 05/04/2010
Series 7 - General Securities Representative Examination
BC
Issued 08/31/1994
Series 3 - National Commodity Futures Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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