Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Thomas Murphy is a financial advisor with over 28 years of experience in the industry. Stephen is currently registered with Cohen & Steers Securities, LLC, and is based in New York, NY. Stephen has previously been registered with Mirae Asset Securities (USA) Inc., Weiss Multi-Strategy Funds LLC, Oakpoint Advisors LLC, Neuberger Berman, LLC, and Lepercq, de Neuflize Securities Inc. Stephen has a broad range of experience in the financial services industry, including experience as a Registered Options Principal and General Securities Principal. Stephen holds the Series 3, 4, 7, 8, 9, 10, 14, 63, 99TO and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
04/02/2019 - Present
Cohen & Steers Securities, LLC (NEW YORK NY)
NY
03/27/2017 - 03/29/2019
MIRAE ASSET SECURITIES (USA) INC. (NEW YORK NY)
NY
10/10/2011 - 03/15/2017
WEISS MULTI-STRATEGY FUNDS LLC (NEW YORK NY)
NY
08/16/2004 - 04/26/2010
OAKPOINT ADVISORS LLC (NEW YORK NY)
NY
09/28/1998 - 06/15/2004
NEUBERGER BERMAN, LLC (NEW YORK NY)
NY
04/07/1997 - 10/12/1998
LEPERCQ, DE NEUFLIZE SECURITIES INC. (NEW YORK NY)
NY
05/05/1993 - 02/21/1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 05/28/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/03/2023
Series 14 - Compliance Officer Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/26/2018
Series 4 - Registered Options Principal Examination
BC
Issued 02/13/1998
Series 24 - General Securities Principal Examination
BC
Issued 02/04/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/1995
Series 3 - National Commodity Futures Examination
BC
Issued 05/04/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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