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Stephen Thomas Mullin

FHN Financial Securities Corp.

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About Stephen Thomas Mullin

Stephen Thomas Mullin is a financial advisor with over 30 years of experience in the financial services industry. Stephen is currently registered with FHN Financial Securities Corp. in Radnor, PA. Stephen has been a registered representative with FHN since January 7, 2005. Previously, Stephen worked with Spear, Leeds & Kellogg, L.P., Sanwa-BGK Treasury Securities Co., Sanwa - BGK Securities Co., L.P., and Tucker Anthony Incorporated. Stephen has a wide range of experience in the financial services industry, including securities sales, supervision, and investment banking. Stephen has a proven track record of success in helping his clients achieve their financial goals.

Firm Information

Stephen Mullin is currently registered with FHN Financial Securities Corp.. FHN Financial Securities Corp. is a Corporation registered in 53 states and the District of Columbia. It was formed on October 30, 1998, and has been approved by the SEC. The firm has been involved in 7 Regulatory Events and 1 Arbitration case.

Not reported

Assets Under Management

Not reported

Total Clients

259

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stephen Mullin’s Registration & Firm History

PA

01/07/2005 - Present

FHN Financial Securities Corp. (Radnor PA)

NY

10/11/1992 - 01/07/2005

SPEAR, LEEDS & KELLOGG, L.P. (NEW YORK NY)

NY

04/29/1991 - 10/02/1992

SANWA-BGK TREASURY SECURITIES CO. (NEW YORK NY)

NY

07/23/1990 - 10/02/1992

SANWA - BGK SECURITIES CO., L.P. (NEW YORK NY)

MA

11/25/1987 - 07/03/1990

TUCKER ANTHONY INCORPORATED (BOSTON MA)

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Licenses & Designations

BC

Issued 12/07/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/06/2006

Series 53 - Municipal Securities Principal Examination

BC

Issued 01/03/2002

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 01/03/2002

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 72 - Government Securities Representative Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/21/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stephen Thomas Mullin.
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