Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen McCauley is a financial advisor with over 30 years of experience in the industry. Stephen has held various roles in the industry, including positions at State Farm VP Management Corp., MetLife Securities Inc., and Metropolitan Life Insurance Company. Currently, Stephen is a Registered Representative of Nylife Securities LLC. Stephen is licensed to conduct business in Indiana, North Carolina, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IN
11/07/2016 - Present
Nylife Securities LLC (WEST LAFAYETTE IN)
IN
10/17/2003 - 09/09/2016
NYLIFE SECURITIES LLC (WEST LAFAYETTE IN)
IL
06/12/2002 - 07/17/2003
STATE FARM VP MANAGEMENT CORP. (BLOOMINGTON IL)
MA
11/12/1990 - 01/22/2002
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
11/12/1990 - 01/22/2002
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BC
Issued 11/13/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/05/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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