Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Thomas Martin has been a registered representative since November 1997. Stephen is currently registered with Nylife Securities LLC in the state of Colorado. Stephen holds Series 6, SIE and Series 63 licenses. Stephen has also been registered with the following states: Arizona, Idaho, Indiana, Michigan, New Mexico, Ohio, Texas and Wyoming. Stephen has been in the industry since November 1997.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CO
11/07/1997 - Present
Nylife Securities LLC (CARBONDALE CO)
BC
Issued 11/11/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/06/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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