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Stephen Thomas Lohre

Fidelity Brokerage Services LLC

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About Stephen Thomas Lohre

Stephen Lohre is a financial professional with over 12 years of experience in the industry. Stephen is currently registered with Fidelity Brokerage Services LLC and holds a Series 7, Series 63 and SIE licenses. Stephen has worked at Fidelity Brokerage Services LLC since October 1, 2010.

Firm Information

Stephen Lohre is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stephen Lohre’s Registration & Firm History

KY

10/01/2010 - Present

Fidelity Brokerage Services LLC (COVINGTON KY)

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Licenses & Designations

BC

Issued 10/12/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/30/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There is public disclosure for Stephen Thomas Lohre. Review regulatory record here.
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