Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Hatch has been in the financial industry since 2009. Stephen is currently registered with PNC Capital Markets LLC and is licensed in 20 states. Stephen previously worked at Regions Securities LLC, BANC of America Securities LLC, and Croft & Bender, LLC. Stephen holds the Series 7, Series 79, Series 63 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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GA
05/19/2016 - Present
PNC Capital Markets LLC (ATLANTA GA)
GA
10/20/2015 - 04/29/2016
REGIONS SECURITIES LLC (Atlanta GA)
TX
06/07/2006 - 09/24/2009
BANC OF AMERICA SECURITIES LLC (DALLAS TX)
GA
02/06/2004 - 07/25/2005
CROFT & BENDER, LLC (ATLANTA GA)
NY
12/05/2001 - 12/31/2003
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
BC
Issued 11/20/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/2015
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 12/04/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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