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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Hartman is an investment advisor representative with J. W. Cole Advisors, Inc. based in Tampa, Florida. Stephen has been active in the securities industry since 1991. Stephen is registered to provide investment advice in 11 states and holds the Series 63, Series 65, Series 7, and SIE licenses. Stephen has experience working with a variety of clients including individuals, corporations, and charitable organizations. J. W. Cole Advisors, Inc. is a registered investment advisor with offices in Tampa and Maitland, Florida. The firm provides a range of investment advisory services, including financial planning, portfolio management, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
08/05/2014 - Present
J. W. Cole Advisors, Inc. (TAMPA FL)
FL
01/26/2000 - 08/25/2014
SWS FINANCIAL SERVICES, INC. (ORLANDO FL)
MA
04/01/1998 - 01/21/2000
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
FL
03/15/1996 - 04/01/1998
BARNETT INVESTMENTS, INC. (JACKSONVILLE FL)
IN
05/16/1991 - 03/18/1996
CHUBB SECURITIES CORPORATION (FORT WAYNE IN)
MN
07/18/1989 - 10/26/1989
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
07/18/1989 - 10/26/1989
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 07/27/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/09/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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