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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Gustman is a financial advisor with Cetera Investment Advisers LLC, a firm that specializes in providing financial planning, pension consulting, educational seminars, and portfolio management for individuals and businesses. Stephen has over 10 years of experience in the industry and is registered with the state of Wisconsin. Stephen has a Series 7 and Series 66 license, as well as the SIE exam. In addition to his work with Cetera Investment Advisers LLC, Stephen is also an Independent Insurance Agent, and owns a few rental properties. Prior to Cetera Investment Advisers LLC, Stephen worked with VOYA FINANCIAL ADVISORS for 10 years. Stephen is committed to helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WI
06/29/2023 - Present
Cetera Investment Advisers LLC (MARINETTE WI)
WI
02/13/2012 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (MARINETTE WI)
BOTH
Issued 4/3/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 2/10/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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