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Stephen Thomas Gregg

Transamerica Financial Advisors, Inc.

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About Stephen Thomas Gregg

Stephen Gregg has been working in the financial services industry since October 29, 2004, and is currently registered as a registered representative with Transamerica Financial Advisors, Inc. Stephen Gregg is a financial advisor based in Cedar Rapids, Iowa. Stephen Gregg is also registered as a registered representative in Illinois. Stephen Gregg's previous employers include Prudential Annuities Distributors, Inc, Pruco Securities, LLC., VALIC FINANCIAL ADVISORS, INC., PACIFIC SELECT DISTRIBUTORS, LLC, FIRST HEARTLAND CAPITAL, INC., and OneAmerica Securities, Inc. Stephen Gregg is a Certified Financial Planner.

Firm Information

Stephen Gregg is currently registered with Transamerica Financial Advisors, Inc.. Transamerica Financial Advisors, Inc. is a registered investment advisor with over 1,100 investment advisor representatives, managing $1 billion to $10 billion in client assets. The firm offers a range of services, including portfolio management for individuals, selection of other advisors, and wrap fee program participation. It has been in business since 1984 and is headquartered in St. Petersburg, FL. The firm serves a diverse clientele, including individuals, high-net-worth individuals, pension plans, corporations, charitable organizations, and other institutions.
Transamerica Financial Advisors, Inc.

570 CARILLON PARKWAY

ST PETERSBURG, FL 33716-1202

$1.62B

Assets Under Management

Not reported

Total Clients

2,487

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Stephen Gregg’s Registration & Firm History

IA

12/08/2023 - Present

Transamerica Financial Advisors, Inc. (Cedar Rapids IA)

CT

03/27/2020 - 09/16/2021

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (SHELTON CT)

NJ

12/12/2019 - 03/31/2020

PRUCO SECURITIES, LLC. (NEWARK NJ)

CA

06/21/2019 - 12/13/2019

VALIC FINANCIAL ADVISORS, INC. (ROSEVILLE CA)

CA

10/03/2013 - 01/27/2017

PACIFIC SELECT DISTRIBUTORS, LLC (NEWPORT BEACH CA)

MO

06/17/2013 - 10/14/2013

FIRST HEARTLAND CAPITAL, INC. (LAKE ST. LOUIS MO)

MO

01/18/2013 - 05/22/2013

FIRST HEARTLAND CAPITAL, INC. (LAKE ST. LOUIS MO)

IN

02/12/2002 - 12/05/2012

ONEAMERICA SECURITIES, INC. (INDIANAPOLIS IN)

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Licenses & Designations

BC

Issued 06/28/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/27/2017

SIE - Securities Industry Essentials Examination

BC

Issued 02/11/2002

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stephen Thomas Gregg.
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