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Stephen Thomas Gola

Stonex Financial Inc.

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About Stephen Thomas Gola

Stephen Thomas Gola is a financial advisor currently employed by Stonex Financial Inc. Stephen has been in the financial services industry since 2003. Stephen is registered with the Financial Industry Regulatory Authority (FINRA) and holds the following licenses: Series 3, Series 7, Series 24, Series 55, Series 57TO and SIE. Stephen is also registered in 38 states. Stephen has previously worked at Odeon Capital Group LLC, RBC Capital Markets, LLC, and Citigroup Global Markets Inc. Stephen's current location is in New York, NY and Stephen is also located in Singapore.

Firm Information

Stephen Gola is currently registered with Stonex Financial Inc.. Stonex Financial Inc. is a Corporation that was formed on May 29, 1998 and is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

374

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stephen Gola’s Registration & Firm History

NY

01/10/2022 - Present

Stonex Financial Inc. (NEW YORK NY)

NY

10/12/2017 - 12/16/2021

ODEON CAPITAL GROUP LLC (NEW YORK NY)

NY

03/05/2015 - 01/13/2017

RBC CAPITAL MARKETS, LLC (NEW YORK NY)

NY

04/03/2014 - 11/26/2014

RBC CAPITAL MARKETS, LLC (NEW YORK NY)

NY

11/18/2010 - 04/02/2014

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

09/14/2009 - 09/13/2010

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

10/02/2001 - 09/25/2009

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/22/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/06/2016

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 06/03/2019

Series 3 - National Commodity Futures Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/03/2001

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 10/01/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Stephen Thomas Gola. Review regulatory record here.
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