Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Bracco is a Registered Representative with Needham & Company, LLC. Stephen has been in the securities industry since August 5, 1993 and is currently registered with FINRA. Stephen has experience in the securities industry and is registered with the following states: California, Illinois, Massachusetts, Minnesota, and New York. Stephen has Series 4, 7, 24, 55, 57TO, and 63 licenses. Stephen was previously employed with Crown Financial Group, Inc., CIBC World Markets Corp., and Prudential Securities Incorporated. Stephen holds a Series 24 license. Stephen also holds a Series 4 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Securities research
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
Pursuant to csa agreements
1
2
NY
03/16/2005 - Present
Needham & Company, LLC (NEW YORK NY)
NJ
03/03/2003 - 03/15/2005
CROWN FINANCIAL GROUP, INC. (JERSEY CITY NJ)
NY
08/17/1993 - 07/31/2002
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
01/04/1993 - 08/17/1993
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BC
Issued 03/05/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/20/2003
Series 24 - General Securities Principal Examination
BC
Issued 04/12/1993
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/1998
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/23/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
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