Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Thomas Andrusky is a financial advisor with over 20 years of experience in the financial services industry. Stephen is currently registered with Charles Schwab & CO., Inc. and is licensed to provide investment advice and sell securities in 14 states and the District of Columbia. Prior to joining Charles Schwab, Stephen held positions at TD Ameritrade, Inc., Scottrade, Inc., and UnionBanc Investment Services, LLC. Stephen holds Series 7, 24, 31, 52, 53, 66 and SIE licenses. Stephen specializes in providing financial planning and investment advice to individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
CA
01/26/2022 - Present
Charles Schwab & CO., Inc. (Irvine CA)
CA
02/26/2018 - 05/11/2024
TD AMERITRADE, INC. (Irvine CA)
CA
01/23/2014 - 02/26/2018
SCOTTRADE, INC. (ORANGE CA)
CA
08/11/2011 - 01/21/2014
UNIONBANC INVESTMENT SERVICES, LLC (LOS ANGELES CA)
CA
09/29/2009 - 08/08/2011
ZECCO TRADING, INC. (GLENDALE CA)
CA
05/02/2009 - 05/15/2009
CHASE INVESTMENT SERVICES CORP. (IRVINE CA)
CA
04/26/2001 - 05/02/2009
WAMU INVESTMENTS, INC. (IRVINE CA)
NY
06/05/2000 - 06/04/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 06/23/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/28/2008
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/18/2007
Series 24 - General Securities Principal Examination
BC
Issued 06/01/2007
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/15/2000
Series 31 - Futures Managed Funds Examination
BC
Issued 06/02/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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