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Stephen Thedore Constantine

Park Avenue Securities LLC

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About Stephen Thedore Constantine

Stephen Constantine is a financial advisor with Park Avenue Securities LLC. Stephen Constantine is a registered representative in the state of New York. Stephen Constantine is also registered as an Investment Advisor Representative in New York. Stephen Constantine has been in the securities industry since August 10, 2008. Park Avenue Securities LLC is a financial services firm headquartered in New York, NY. Park Avenue Securities LLC has offices in multiple locations, including Buffalo, NY. The firm has over 1700 registered representatives and provides advisory services to a variety of clients, including individuals, corporations, and institutions.

Firm Information

Stephen Constantine is currently registered with Park Avenue Securities LLC. Park Avenue Securities LLC is a Limited Liability Company registered in the state of New York and has been operating since August 20, 1998. They provide financial planning and portfolio management services to individuals, high net worth individuals, corporations, pension and profit-sharing plans, charitable organizations, and captive insurance clients. The firm has a nationwide reach with registered offices in 53 states and the District of Columbia.
Park Avenue Securities LLC

10 HUDSON YARDS

NEW YORK, NY 10001

$11.88B

Assets Under Management

38,141

Total Clients

2,244

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Stephen Constantine’s Registration & Firm History

NY

04/16/2021 - Present

Park Avenue Securities LLC (BUFFALO NY)

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Licenses & Designations

BC

Issued 09/30/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/29/2024

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/03/2016

Series 7 - General Securities Representative Examination

BC

Issued 08/08/2008

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stephen Thedore Constantine.
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